Guide to decorative chimney top shrouds, caps, covers: this article describes the code, listing, and safety requirements ofr decorative chimney top shrouds or covers installed on or over factory-built chimneys and atop wood-framed or similar chimney chases.
Typically a metal or factory-built chimney is constructed to vent a factory-built fireplace or other heating appliance.
A history of building fires traced to improper construction and installation of non-listed decorative chimney top shrouds has led to expert recommendations to improve building safety and reduce fire risks.
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Baird (1991) reported on a number of chimney & house fires occurring in California (CHIMNEY SHROUD FIRE) from 1989 through the early 1990's and explained that all of the fires investigated occurred in chimney chases that had been equipped with decorative sheet metal "shrouds".
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The chimney shroud was a cosmetic cover that some builders or homeowners installed for aesthetic reasons - not wanting to see the simple factory chimney and chimney cap such as those shown in our two photographs just below. 
Baird reported on the reasons that un-listed chimney top shrouds were the cause of serious building fires and recommended a variety of steps to reduce the risk of future fires including using only listed chimney top shrouds and the inspection of both existing and new factory-built fireplace and chimney installations.
At above left our sketch, adapted from a drawing provided by a Vista CA fire department, shows examples of decorative chimney caps or shrouds that may not be listed and are likely to be unsafe, risking serious building fires.
But as you will see in illustrations provided below, there are now tested, listed versions of some of these decorative chimney shrouds - making inspection and a check for listing labels very important.
At left our photo illustrates a New York home and its chimney chase being reconstructed following a disastrous chimney chase fire.
Baird concluded that "Failure to fabricate a chase flashing according to the manufacturer's instructions constitutes a violation of the Uniform Mechanical Code" and concluded that "... future installations must not include unlisted attachments to a listed [fireplace or chimney] assembly."
Below, Steve Werner, representing a current manufacturer of tested and listed decorative chimney top shrouds provided updates for this topic in 2012 & 2013
Two common ingredients in factory-built fireplace and chimney and chimney chase fires reported by all of our sources are the combination of a metal or factory-built fireplace or fire-box and chimney combined with a decorative chimney top cap or shroud that was installed over the manufacturer's spark arrestor and cap assembly.
Our photo (left) illustrates masonry chimney top shrouds atop the Gaudi apartment building in Barcelona, Spain. No fires have been reported associated with these chimney tops.
Watch out: according to both Steve Werner  and to Dale Feb , some fireplace top shrouds or surrounds installed on some chimney chase tops may unsafe due to heat trapping at the chimney top. Feb points out that use of such shrouds may violate local and national building codes as well.
A "Chimney Crown" as popularly used in the fireplace industry may refer to a decorative top shroud installed atop a wood-framed chimney chase, as illustrated here. Steve Werner, a home inspector and chimney shroud installer with Chimney King , a custom chimney "crown" designer in Gurnee IL, provided us with the following wood framed chimney chase top pans along with comments.
In the photo at above left, the top of the chimney chase was too small to allow for a decorative shroud to function safely according to our UL/OMNI test labs certification. We designed what we call a ‘super chase pan’ to increase the size of the top of the chase so a legal labeled shroud could be placed on top.
At above right we can see the newly fabricated chimney chase top pan that has been corbelled out to increase its footprint or horizontal size dimensions to accommodate a decorative top shroud.
At below left is a listed chimney shroud that was installed on the same chimney top.
At below right, in comparison, is a home-made chimney shroud we observed in Dutchess County New York. I'm not sure that this chimney top treatment is listed nor fire-safe.
Mr. Werner continues:
In the fireplace industry we use the term “chase pans” for the covering at the top of a wood framed chimney chase.
There is a science behind the type of fireplace/stove, pipe manufacturer’s and size of the chimney/chase that makes these decorative shrouds safe for the people living the home.
Our company, ChimneyKing, has bought lots of fireplaces, pipe, and made many decorative shrouds for testing in these labs to assure that our products are labeled and safe.
Unfortunately, there are many decorative chimney top shrouds out there that are not listed and labeled. That’s where the possible fire problem comes in. I have read articles from southern California and the Phoenix about fires related to non listed shrouds.
At left our sketch, adapted from a drawing provided by a Vista CA fire department, shows examples of decorative chimney caps or shrouds that may be listed and approved. But you will still want to check for listing and labels as there are "lookalike" versions that are unsafe.
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Mr. Werner and ChimneyKing provided the following citations 
Below are examples of tested, listed decorative chimney caps or crowns provided courtesy of Chimney King. InspectAPedia is an independent publisher of building, environmental, and forensic inspection, diagnosis, and repair information provided free to the public - we have no business nor financial connection with any manufacturer or service provider discussed at our website.
The Municipal Building Inspectors have gotten very wise these days: Regarding shrouds used with factory built chimney,
This is how they want the Label and the Installation instructions to read, in order to meet current codes. According to UL, OMNI and Intertek, who we have current listings for shrouds with as of February 22, 2013, this is correct protocol. Regarding the label and its sequential #, the shroud manufacturer must keep a log of all labels used and the specific customer for each, so the listing agency compliance inspector, who visits randomly every 3 to 6 months, can verify that every label can be traced back to the specific customer and invoice.
Below we include an example of a UL-listed label for a decorative chimney shroud produced by Chimney King. Notice that in addition to the UL listing information the label includes a part serial number.
Below is a second example product label provided by Chimney King.
At the request of UL we have overlaid all of these listing labels with a red imprint to make clear that copying of these or any other illustrations at InspectApedia is a violation of federal copyright law as well as other rights and statutes enforced by the listing agency, in this case Underwriters Laboratories.
As to Gas Direct Vent appliances, the UL and ANSI standards require any accessory (like a shroud) that is to be used with a direct vent appliance to be tested and listed with the unit. That is why we are testing our shrouds with each DV manufacturer. A generic leg, that allows anyone to make a shroud to go on top from a non inspected facility, is not allowed in theory.
Below is the inspection process, attached are a set of Installation instructions that are shipped with every decorative shroud, ( FYI) scanned labels that should be on these shrouds and a letter from the Vista Fire Department in California.
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Our sketch (courtesy of Chimney King) at left illustrates a difficulty of inspecting the safety of a decorative chimney top shroud even if on-roof access is possible. Details such as the minimum clearance between the top of the chimney chase pan flashing and the bottom of the terminating chimney cap may be difficult to inspect except during installation of these components.
I know as a Licensed Home Inspector in Wisconsin we are not required to inspect the top of a chimney or chase that is not ‘readily accessible.’ When I observe one of these ‘decorative shrouds’ on an Inspection the disclaimer used in my report says:
The home has manufactured metal fireplace(s). We observed a ‘decorative shroud’ (see photo) attached to the top of the chimney/chase on the home. There have been many chimney fire related problems documented from these shrouds that were not tested and listed with Underwriter’s, OMNI or Intertek Labs and International Mechanical, Residential and Fire Codes written calling for their removal.
Recommend consulting with the current homeowner and/or local building department to ensure that the existing ‘decorative shroud’ is in fact listed, labeled and safe.
Hopefully this will keep me from getting sued if by some chance there is an actual chimney fire.
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Watch out: Our sketch (courtesy of Chimney King) above illustrates additional fire clearance requirements between the chimney terminating top cap or spark arrester and an open decorative top chimney shroud.
Only by consulting the manufacturer's installation instructions can an inspector be sure that all of the required clearances and distances have been respected.
- Stephen Werner General Manager Chimney King, LLC P.O. Box 8 Gurnee, IL 60031 Corporate (847) 244-8860 Fax (847) 244-8694 Email: firstname.lastname@example.org
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