Chimney Rain Cap Inspection
Chimney rain cap or top cover inspection, defects & repairs
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Chimney caps & crown inspection procedures:
This article describes the inspection of and common defects or hazards found at covers & terminations found at the top of chimneys and flues. We provide a checklist of chimney top or chimney rain cap defects for building owners, contractors, or inspectors.
This article sercies describes chimney cap & crown types, choices, & defects, and we cite pertinent chimney top cap / crown building codes & standards for fire and other safety concerns.
We also provide a MASTER INDEX to this topic, or you can try the page top or bottom SEARCH BOX as a quick way to find information you need.
Chimney Rain Cap Inspection & Defects Checklist
At above left is a typical metal rain cap atop a masonry flue; rain caps are also found atop metal chimneys and flues. At above right is a flat stone rain cap over a stone masonry chimney.
[Click to enlarge any image]
Definition of Chimney Rain Cap or Rain Cover
A chimney rain cap is a rain cover on top of a chimney flue designed to keep out rain (which can damage the flue or appliances it vents) and intended to reduce downdrafts in the chimney in windy conditions.
Some chimney rain caps may be supported atop a masonry chimney in a position to shelter the chimney flue, and may not only cover the chimney flue opening but may also project out beyond the entire chimney top (red arrow, photo at left).
This example is still a chimney rain cap.
On many clay flue tile lined chimneys the rain cap will mount directly on to and will cover only the chimney flue itself (photo at above left).
If you are concerned about the cap or crown seal around the chimney flue where it projects through the chimney top of a (usually) masonry chimney and don't care about the rain caps shown above, see this
article CHIMNEY "CAP" CROWN / TOP SEAL INSPECTION.
Chimney Rain Cap / Rain Cover Inspection Guide to Defects
The Chimney Rain Cap or Rain Cover Has A Different Job From the Chimney Cap/Crown
The chimney rain rain cap (also defined at CHIMNEY RAIN CAP DEFINITION ) has the job of keeping rain and wind down-drafts out of the chimney.
Some rain caps also include a screen that functions as a spark arrestor to reduce the chances of a spark exiting the flue to land on and set afire a nearby roof surface or other materials.
The rain cap or hood shown in the sketch at left is charged with preventing sparks from leaving the chimney - a fire safety measure.
Below we list chimney rain cap or rain cover inspection points and common defects and hazards.
The purpose of the chimney cap/crown [chimney crown] described at CHIMNEY CROWN TOP SEAL DEFINITION is to close off the space between the
flue liner and chimney wall, to shed water clear of the chimney and generally prevent moisture entry.
Blocked Chimney Flue at Chimney Top: Squashed Cap or Animal Nests
At above left, the chimney top is completely obstructed by a stork's nest. This chimney, located in Rabat, Morocco, was not in use when we took the photo.
Mechanical damage, birds or squirrels can all render a chimney inoperative and unsafe. The immediate hazards include fatal carbon monoxide poisoning or a building or chimney fire, while more subtle hazards from a partly-blocked chimney include improper heater operation.
A squashed chimney rain cap can also block the flue - see the photo of the round rain cap and flue at above right.
Other examples of chimneys blocked by the rain cap or spark arrestor
A retrofit chimney rain cap is shown in our photo at above left. This rain cap is designed to fit over the top of a standard sized clay chimney flue tile and is held in place by four threaded bolts that press against the sides of the flue tile. Other chimney rain caps for clay tile flues mount by friction by insertion into the interior of the top of the flue tile.
Watch out: when installed over a flue used to vent a wood-fired burning appliance such as a wood stove or a wood-burning fireplace, creosote can condense on and quickly block the mesh of the spark arrestor, leading to a blocked flue or a chimney fire.
Watch out: over tightening the securing bolts of this chimney rain cap can break the flue tile, while leaving them too lose risks that the whole rain cap assembly blows away during high winds.
Deliberately or Accidentally Sealed-off Chimney Tops & Flues
As we illustrate in our photo at above left, there are two concerns at this stone-faced masonry chimney.
The smaller chimney flue, typically venting heating equipment, has received a retrofit rain cap that may not permit adequate draft - note that the cap top is quite close to the top of the clay chimney flue tile upper surface.
The larger chimney flue, probably venting a fireplace, has been closed or capped-over using a single solid piece of stone or slate. Why would someone do this? Some common explanations for this chimney top seal include:
The fireplace damper has been rusted away, damaged or lost and the owner wanted to stop winter heat loss through the flue.
The fireplace is not in use and the owner wanted to keep animals and/or rain out of the chimney flue
Watch out: we often find a temporarily capped-off fireplace flue or unused chimney flue that was left in that condition by a prior building owner. The new owner, attempting to use the chimney before its safety and condition have been determined, faces risk of being driven out of the home by smoke at a fireplace or worse, potentially fatal carbon monoxide poisoning if the flue is to be used by a heating appliance.
Watch out: for flat stones, slate, or other covers that may have been placed atop a chimney that was thought to be out of use (photo, above left [Click to enlarge any image]).
We've encountered cases of a homeowner returning to service a fireplace or chimney flue whose top was covered over completely as our photo depicts. The result is potentially fatal carbon monoxide poisoning or a fireplace that causes smoke damage in the building.
Above we illustrate more r "sealed-off" masonry chimneys.
At above-left, located atop the Justin Morrill Smith historic home in Strafford Vermont, this brick masonry chimney has been capped-off with a metal cover. The chimney is no longer in use and preservationists wanted to protect the chimney interior and exterior from leaks and from further frost damage. At the chimney's left corner as well as in smaller areas below you can see evidence of severe frost related spalling of its brick surfaces. Also
see CHIMNEY SPALLING
At above-right someone has placed solid slate atop a presumably-un-used brick chimney.
Lost or Missing Chimney Rain Cap
The most common defect we observe at chimney rain caps is that there is none - the rain cap was never installed, or it has been lost or blown away. Below, photographs of two types of factory built metal chimneys illustrate the loss of the chimney's rain cap. At below right you can also notice water ponding around the chimney flue.
If we want proof that people don't spend a lot of time looking at their chimney, ask a home inspector or chimney sweep how often they find that the rain cap or spark arresting chimney cap has been completely lost from a chimney. At above right we see leak stains from water that has been running down the interior of this heating appliance chimney flue.
As our photographs illustrate, a missing cap invites water damage to the chimney and the equipment it vents, draft problems (no protection against downdrafts caused by some wind conditions), and unsafe operation.
Water entering the chimney can cause enough corrosion in a metal flue that the chimney needs replacement.
Water entering the chimney also risks corroded leaky flue vent connectors, leading to draft problems and carbon monoxide poisoning risks as well as costly or dangerous damage to the heating equipment itself.
The stainless steel chimney cap shown in the two photos above sports a more subtle hazard. Corrosion at the welds that connect the round chimney cap to the metal brackets that in turn connect the chimney cap to its mounting base has caused the welds to fail. Only one of 10 welds remained in place when I inspected this chimney; one good gust of wind was sufficient to blow the cap off of this flue, risking subsequent water damage to the chimney itself or to the oil fired heating boiler connected to this chimney.
Particularly because this chimney was installed through a flat roof and was not close to the roof edge, you'd not find this hazard without an on-roof direct inspection.
Damaged or Defective Metal Rain Caps on Chimneys
Leaks at a home made chimney rain cap and at a bent, damaged factory-built chimney rain cap
The home made metal chimney cover on a brick flue (above left) has rusted through risking water damage to the chimney, flue liner, or to appliances being vented through this flue.
[Click to enlarge any image]
The concave stailess steel metal chimney rain cap shown at above right was installed on a New York home by a Hudson Valley chimney company whose owner thought we were being picky and fussy to complain about the smashed rain cap top surface.
The rain cap top cover is secured by a wing nut screwed to a bolt that protrudes through the cap top surface. The concave surface of this damaged rain cap would guarantee water leakage down the metal chimney and into the heating appliance it serves, inviting rust damage and potentially leading to costly repairs or even unsafe equipment operation.
A "field repair" of a blob of silicone around the wing nut reduces the leakage rate. The proper repair is to remove the rain cap, restore its original domed shape, and reinstall it, or replace it with a new one.
Rust Damaged chimney cap / crown / top seal and rusty chimney rain cap
This chimney may have been "re-lined" (maybe) using a rust-prone metal flue, and like an earlier metal chimney liner shown in this article, this flue is of unknown and possibly suspect condition.
A metal chimney cap covers the entire original brick masonry chimney, a metal flue extends through the cap, and a metal rain cap tops the flue.
All of these components are rust damaged and may be perforated or unsafe. This chimney installation is at risk of leaks, damage, unsafe conditions.
Watch out for "faux brick" metal chimneys and flues such as the factory built metal chimney shown at left. This chimney, glanced-at quickly from ground level from the other side of the house, might be mistaken for a clay tile lined brick flue with a metal rain cap.
This is an all-metal factory-built chimney. And inspecting from the opposite side of the home one can observe rust stains that raise the concern for a rust-perforated, damaged chimney structure, wall, or flue.
Looking closely at the bottom left of the chimney cap you can see a spot of daylight (red arrow) - this chimney cap has rusted away, risking damage to the flue and to the heating appliance.
Rust Damaged Chimney Turbine Vent or Turbulator Vent Cap
This chimney is capped by a turbine vent or turbulator chimney cap intended to improve chimney draft. In the presence of wind the spinning cap can increase chimney draft but its performance would thus be inconsistent.
We're not sure that a turbine vent provides reliable rain protection nor that this was a proper application for turbine vents.
[Research in process].
You will note that the installation is rust damaged as well.
Happily this chimney is no longer in use, so in this particular case the turbine vent and its rust are only a cosmetic issue - unless someone attempts to return the chimney and flue to service.
Squashed or Non-Listed Chimney Rain Cap Hazards: inadequate exhaust openings are unsafe
This chimney is capped by having inserted a short length of metal flue with a riveted rain cap attached. The whole assembly slides down into the flue, blocking adequate flow of exhaust gases from the gas fired heater being vented.
We suspect that this little rain cap at above left is not listed for this application and that the chimney is unsafe.
Our measuring tape is also indicating the distance to the nearest roof surface - the chimney also lacked adequate height above the nearest roof surface.
At above right the round metal chimney rain cover seems to be so squashed-down as to nearly block the venting of that flue, perhaps explaining the stains and heat-damaged sealant around the flue (red and yellow arrows).
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(Dec 3, 2014) Tony said:
We installed a triple walled metal chimney 12'run of pipe straight up from the top of our woodstove to 3' above the roof line. We burn our stove almost constantly at 250F-400F.We don't see any creosote buildup when inspecting and cleaning the chimney, but are plagued by soot collection in the top 3'-5' of the chimney. There is no chase surrounding the exposed section of the chimney, would an insulated chase eliminate this problem? Or are there other solutions? I'm getting too old to keep climbing up on the roof all winter.
Tony I'm not confident I can safely diagnose and recommend for this concern. Light soot from a woodstove at a chimney top may be ok but if soot blocks the cap, screen or flue there are indeed safety hazards. I agree that depending on the chimney height, enclosing the flue increases its temperature - but in wood burning I'm not sure what that does to soot at the cap.
I would feel that you are safest getting onsite advice from a certified chimney sweep. Do keep us posted.
(Feb 2, 2015) Eva said:
Do you need licence to produce Chimney caps in nyc?
I'm not sure Eva, if you need a special license to produce chimney caps but selling them would be another question: certainly you'd need to get your chimney caps listed by UL or another accepted authority before they'd be code-approved and thus legal to install.
30 March 2015 chris said:
what is the minimum clearance between the top of the flue liner and the bottom of the chimney cap
Chris this question was answered just below in a reply to ANON - thanks for asking, I'll also add that text to the article above.
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Questions & answers or comments about types of chimney rain caps & chimney caps / chimney crowns & their inspection, installation, troubleshooting & repair or replacement.
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 Wood Heating Alliance, "Building Inspector's Checklist for Factory Built Fireplaces", appearing in Baird, David J., C.B.O., "Factory-built Chimney Chase Fires: A case for More Detailed Inspection", Building Standards, March-April 1991, pp. 14-17. Note: The Fireplace Institute (FI) and the Wood Energy Institute (WEI) united to form the Wood Heating Alliance in 1980. The name was then changed again in 1983 to the Hearth Products Association (HPA) a non-profit organization, in order to better reflect the diversity and range of products and services within the industry. The name was changed once more to, Hearth Patio and Barbecue Association (HPBA) in 2001. Pacific HPBA, 2304 Huntington Dr., Suite 218, San Marino, CA 91108
(626) 237-1200 or (888) 332-2472
Fax: (626) 237-0721- firstname.lastname@example.org, Website: http://hpbapacific.org/
Fireplace Safety Tips - Barbecue Safety Tips from the HPBA - see http://hpbapacific.org/pdfs/safetytips.pdf
 Baird, David J., C.B.O., "Factory-built Chimney Chase Fires: A case for More Detailed Inspection", Building Standards, March-April 1991, pp. 14-17.
 Stephen Werner, General Manager, Chimney King LLC., P.O. Box 8, Gurnee, IL 60031, Tel: (847) 244-8860, Email: email@example.com, Website: www.chimneyking.com . Mr. Werner is also a licensed home inspector serving clients in Wisconsin. Chimney King sells their products through a network of fireplace dealers, chimney sweeps, roofers and builders. Each decorative shroud is custom built because no two chimney/chase are alike.
Chimney King, op cit, personal communication 3/26/2013 w/attachments:
Purdie, Roger K., "Chimney Fire Safety Bulletin", Vista Fire Protection District, 2001, report of house fire related to the home's metal chimney. Contains advice for chimney * fire safety & sketches of approved and not-code-approved metal chimney tops, caps & crowns. [PDF]
 Residential Masonry Fireplace and Chimney Handbook, James E. Amrhein, S.E., MIA, Masonry Institute of America, 2d. Ed., 1995, ISBN 0-940116-29-4. The MIA is in Los Angeles, CA 213-388-0472. This manual reflects the 1994 Uniform Building Code, Energy Conservation Requirements of California, and the U.S. Department of Housing and Urban Development - HUD. The complete UBC is available from the International Conference of Building Officials (ICBO), Whittier CA 310-699-0541.
 NFPA 211 - Standards for Chimneys & Fireplaces, NFPA 211: Standard for Chimneys, Fireplaces, Vents, and Solid Fuel-Burning Appliances, 2006 Edition (older editions and standards are found at the same bookstore), NFPA #211-3.1 1988 -
Specific to chimneys, fireplaces, vents and solid fuel burning appliances.
NFPA 211 - 3-1.10 - Relining guide for chimneys
NFPA 211 - 3-2 - Construction of Masonry Chimneys
NFPA 211 - 3-3 - Termination Height for chimneys
NFPA 211 - 3-4 - Clearance from Combustible Material
NFPA 54 - 7-1 - Venting of Equipment into chimneys
 NFPA # 54-7.1 1992 -
Specific to venting of equipment with fan-assisted combustion systems.
 GAMA - Gas Appliance Manufacturers' Association has prepared venting tables for
Category I draft hood equipped central furnaces as well as fan-assisted
combustion system central furnaces.
 National Fuel Gas Code, an American National Standard, 4th ed. 1988 (newer edition is available) Secretariats, American Gas Association (AGA), 1515 Wilson Blvd., Arlington VA22209, and National Fire Protection Association (NFPA), Batterymarch Park, Quincy MA 02269. ANSI Z223.1-1988 - NFPA 54-1988. WARNING: be sure to check clearances and other safety guidelines in the latest edition of these standards.
 Fire Inspector Guidebook, A Correlation of Fire Safety Requirements Contained in the 1987 BOCA National Codes, (newer edition available), Building Officials and Code Administrators International, Inc. (BOCA), Country Club HIlls, IL 60478 312-799-2300 4th ed. Note: this document is reissued every four years. Be sure to obtain the latest edition.
 Uniform Mechanical Code - UMC 1991, Sec 913 (a.) Masonry Chimneys,
refers to Chapters 23, 29, and 37 of the Building Code.
 New York 1984 Uniform Fire
Prevention and Building Code, Article 10, Heating, Ventilating, and Air Conditioning Requirements
New York 1979 Uniform Fire Prevention & Building Code, The "requirement" for 8" of solid masonry OR for use of a
flue liner was listed in the One and Two Family Dwelling Code for New
York, in 1979, in Chapter 9, Chimneys and Fireplaces, New York 1979
Building and Fire Prevention Code:
 "Top Ten Chimney (and related) Problems Encountered by One Chimney Sweep," Hudson Valley ASHI education seminar, 3 January 2000, contributed by Bob Hansen, ASHI
 "Rooftop View Turns to Darkness," Martine Costello, Josh Kovner, New Haven Register, 12 May 1992 p. 11: Catherine Murphy was sunning on a building roof when a chimney collapsed; she fell into and was trapped inside the chimney until rescued by emergency workers.
 "Chimneys and Vents," Mark J. Reinmiller, P.E., ASHI Technical Journal, Vol. 1 No. 2 July 1991 p. 34-38.
 "Chimney Inspection Procedures & Codes," Donald V. Cohen was to be published in the first volume of the 1994 ASHI Technical Journal by D. Friedman, then editor/publisher of that publication. The production of the ASHI Technical Journal and future editions was cancelled by ASHI President Patrick Porzio. Some of the content of Mr. Cohen's original submission has been included in this more complete chimney inspection article: InspectAPedia.com/chimneys/Chimney_Inspection_Repair.php. Copies of earlier editions of the ASHI Technical Journal are available from ASHI, the American Society of Home Inspectors.
 Natural Gas Weekly Update: http://tonto.eia.doe.gov/oog/info/ngw/ngupdate.asp Official Energy Statistics from the U.S. Government
 US Energy Administration: Electrical Energy Costs http://www.eia.doe.gov/fuelelectric.html
 Ceramic Roofware, Hans Van Lemmen, Shire Library, 2008, ISBN-13: 978-0747805694 - Brick chimneys, chimney-pots and roof and ridge tiles have been a feature of the roofs of a wide range of buildings since the late Middle Ages. In the first instance this ceramic roofware was functional - to make the roof weatherproof and to provide an outlet for smoke - but it could also be very decorative.
The practical and ornamental aspects of ceramic roofware can still be seen throughout Britain, particularly on buildings of the Victorian and Edwardian periods. Not only do these often have ornate chimneys and roof tiles but they may also feature ornamental sculptures or highly decorative gable ends. This book charts the history of ceramic roofware from the Middle Ages to the present day, highlighting both practical and decorative applications, and giving information about manufacturers and on the styles and techniques of production and decoration.
Hans van Lemmen is an established author on the history of tiles and has lectured on the subject in Britain and elsewhere. He is founder member and presently publications editor of the British Tiles and Architectural Ceramics Society. Also available at the InspectAPedia Bookstore.
 Chimney & Stack Inspection Guidelines, American Society of Civil Engineers, 2003 - These guidelines address the inspection of chimneys and stacks. Each guideline assists owners in determining what level of inspection is appropriate to a particular chimney and provides common criteria so that all parties involved have a clear understanding of the scope of the inspection and the end product required. Each chimney or stack is a unique structure, subject to both aggressive operating and natural environments, and degradation over time. Such degradation may be managed via a prudent inspection program followed by maintenance work on any equipment or structure determined to be in need of attention. Sample inspection report specifications, sample field inspection data forms, and an example of a developed plan of a concrete chimney are included in the guidelines. This book provides a valuable guidance tool for chimney and stack inspections and also offers a set of references for these particular inspections.
 Brick Institute of America - Flashing Chimneys
Brick Institute of America - Proper Chimney Crowns
Brick Institute of America - Moisture Resistance of Brick
 American Gas Association - New Vent Sizing Tables
 Chimney Safety Institute of America - Chimney Fires: Causes, Effects, Evaluation
 National Chimney Sweep Guild - Yellow Pages of Suppliers
 "Building Codes that Regulate Decorative Chimney Shrouds", provided by Stephen Werner , [copy on file as Chimney_Decorative_Shroud_Regs.pdf] cites:
International Mechanical Code IMC (2000), M74-98 806.6, ratified 9.98, model building code for the United States,
806.6 Decorative Shrouds. Decorative shrouds shall not be installed at the
termination of factory-built chimneys, except where such shrouds are listed
and labeled for use with the specific factory-built chimney system and are
installed in accordance with section 304.1.
Reason: Decorative shrouds have been the cause of roof and chase fires
International Residential Code (IRC) (2000), R1002.2 ratified 9/99, 1000.2 Decorative Shrouds. Decorative shrouds shall not be installed at the
termination of factory-built chimneys, except where such shrouds are listed
and labeled for use with the specific factory-built chimney system and are
installed in accordance with the manufacturers installation instructions.
Reason: Decorative shrouds often allow for the creation of temperatures in
excess of those permitted in UL 103 and UL 127. Decorative shrouds have
been the cause of chase top fires ...
International Fire Code (IFC) (2000), IFC 603.6.3, 603.6.3 Decorative Shrouds. Decorative shrouds installed at the
termination of factory-built chimneys shall be removed, except where such
shrouds are listed and labeled for use with the specific factory-built
chimney system and are installed in accordance with the manufacturers
Reason: Decorative shrouds have been the cause of dozens of chase fires.
As a non-listed part to a listed assembly, their use should not have been
allowed in the first place.
 International Residential Code IRC R100.11 - Fireplace Clearance:
International Residential Code was recently amended:
R1001.11 Fireplace clearance. Combustible material shall have a clearance of not less than 2 inches (51 mm) from the front faces and sides of masonry fireplaces and not less than 4 inches (102 mm) from the back faces of masonry fireplaces. The air space shall not be filled, except to provide fire blocking in accordance with Section R1003.12.
1. Masonry fireplaces listed and labeled for use in contact with combustibles in accordance with UL 127, and installed in accordance with the manufacturer's installation instructions, are permitted to have combustible material in contact with their exterior surfaces.
2. Combustible materials, including framing, wood siding, flooring and trim, shall be permitted to abut the sides and hearth extensions, but not the backs, of masonry fireplaces, in accordance with FIGURE R1003.12, provided such combustible materials are a minimum of 12 inches (306 mm) from the inside surface of the nearest firebox lining.
3. Exposed combustible mantels or trim may be placed directly on the masonry fireplace front surrounding the fireplace opening provided such combustible materials shall not be placed within 6 inches (153 mm) of a fireplace opening. Combustible material within 12 inches (305 mm) of the fireplace opening shall not project more than 1/8 inch (3.2 mm) for each 1-inch (25 mm) distance from such opening.
Roger Hankey is principal of Hankey and Brown home inspectors, Eden Prairie, MN. Mr. Hankey is a past chairman of the ASHI Standards Committee. Mr. Hankey has served in other ASHI professional and leadership roles. Contact Roger Hankey at: 952 829-0044 - firstname.lastname@example.org. Mr. Hankey is a frequent contributor to InspectAPedia.com.
Arlene Puentes, an ASHI member and a licensed home inspector in Kingston, NY, and has served on ASHI national committees as well as HVASHI Chapter President. Ms. Puentes can be contacted at email@example.com
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